UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. _____)*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS InterWest Partners IX, L.P. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
California | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 2,564,364 (1) | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 2,564,364 (1) | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
PN |
2
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS InterWest Management Partners IX, L.L.C. (the General Partner of InterWest Partners IX, L.P.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
California | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 2,564,364 (1) | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | |||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 2,564,364 (1) | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
OO |
3
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Harvey B. Cash (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
4
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Bruce A. Cleveland (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
5
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Christopher B. Ehrlich (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
6
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Philip T. Gianos (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
7
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Linda S. Grais (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
8
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS W. Stephen Holmes III (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
9
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Nina S. Kjellson (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
10
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Gilbert H. Kliman (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
11
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Khaled A. Nasr (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
12
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Arnold L. Oronsky (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
13
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Douglas A. Pepper (a Venture Member of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
14
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Thomas L. Rosch (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
15
CUSIP No. |
29365M 10 9 |
1 | NAMES OF REPORTING PERSONS Michael B. Sweeney (a Managing Director of InterWest Management Partners IX, L.L.C.) |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | |||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,564,364 (1) | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | |||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
2,564,364 (1) | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,564,364 (1) | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
8.6%(2) | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
16
(a) | Name: |
|
InterWest Partners IX, LP (IWP IX) InterWest Management Partners IX, LLC (IMP IX) Harvey B. Cash (Cash) Bruce A. Cleveland (Cleveland) Christopher B. Ehrlich (Ehrlich) Philip T. Gianos (Gianos) Linda S. Grais (Grais) W. Stephen Holmes III (Holmes) Nina S. Kjellson (Kjellson) Gilbert H. Kliman (Kliman) Khaled A. Nasr (Nasr) Arnold L. Oronsky (Oronsky) Douglas A. Pepper (Pepper) Thomas L. Rosch (Rosch) Michael B. Sweeney (Sweeney) |
||
(b) | Residence or business address: |
|
2710 Sand Hill Road, Second Floor, Menlo Park, CA 94025 |
||
(c) | IMP IX is the general partner of IWP IX. InterWest Partners is a venture capital firm
investing in emerging trends and technologies. Cash, Gianos, Holmes, Kliman, Oronsky, Rosch
and Sweeney are Managing Directors of IMP IX. Cleveland, Ehrlich, Grais, Kjellson, Nasr, and
Pepper are Venture Members of IMP IX. |
|
(d) | None of the entities or persons listed above (Reporting Persons), during the last five
years, has been convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors). |
|
(e) | None of the Reporting Persons, during the last five years, was a party to a civil proceeding
of a judicial or administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree, or final order enjoining future violations
of, or prohibiting or mandating activities subject to, federal or state securities laws or
finding any violation with respect to such laws. |
|
(f) | Citizenship. |
IWP IX: | California | |||
IMP IX: | California | |||
Cash: | United States | |||
Cleveland: | United States | |||
Ehrlich: | United States | |||
Gianos: | United States | |||
Grais: | United States | |||
Holmes: | United States | |||
Kjellson: | United States | |||
Kliman: | United States | |||
Nasr: | United States | |||
Oronsky: | United States | |||
Pepper: | United States | |||
Rosch: | United States | |||
Sweeney: | United States |
17
18
Shares | Warrants | Sole | Shared | Sole | Shared | ||||||||||||||||||||||||||||||
Reporting | Held | Held | Voting | Voting | Dispositive | Dispositive | Beneficial | Percentage | |||||||||||||||||||||||||||
Persons | Directly | Directly | Power | Power | Power | Power | Ownership | of Class (2) | |||||||||||||||||||||||||||
IWP IX |
2,225,163 | 339,201 | 2,564,364 | 0 | 2,564,364 | 0 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
IMP IX (1) |
0 | 0 | 2,564,364 | 0 | 2,564,364 | 0 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Cash (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Cleveland (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Ehrlich (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Gianos (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Grais (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Holmes (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Kjellson (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Kliman (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Nasr (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Oronsky (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Pepper (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Rosch (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % | ||||||||||||||||||||||||||
Sweeney (1) |
0 | 0 | 0 | 2,564,364 | 0 | 2,564,364 | 2,564,364 | 8.6 | % |
(1) | InterWest Management Partners IX, L.L.C. (IMP IX) serves as the sole general partner of
InterWest Partners IX, L.P., and owns no securities of the Issuer directly. Cash, Gianos,
Holmes, Kliman, Oronsky, Rosch and Sweeney are Managing Directors of IMP IX. Cleveland,
Ehrlich, Grais, Kjellson, Nasr and Pepper are Venture Members of IMP IX. |
|
(2) | This percentage is calculated based upon 29,991,497 shares of the Issuers Common Stock
outstanding, which is the sum of: (i) 16,881,104 shares of the Issuers Common Stock
outstanding on October 31, 2008, as set forth in the Issuers most recent Quarterly Report on
Form 10-Q, filed with the Securities and Exchange Commission on November 7, 2008 and (ii)
13,110,393 shares of the Issuers Common Stock issued pursuant to the Securities Purchase
Agreement, as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Act. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer. |
19
Exhibit | Description | |
A | Agreement regarding filing of joint Schedule 13D. |
|
B | Form of Securities Purchase Agreement by and among the Issuer and
certain purchasers, dated February 19, 2009 (incorporated by
reference to Exhibit 10.1 to the Issuers Current Report on Form
8-K filed on February 25, 2009 (SEC File No. 001-33818)). |
|
C | Amended and Restated Investors Rights Agreement by and among the
Issuer and certain investors, dated as of July 6, 2006
(incorporated by reference to Exhibit 4.2 to the Issuers
Registration Statement on Form S-1 filed on May 25, 2007 (File No.
333-143265)). |
|
D | Form of Warrant to purchase shares of common stock (incorporated
by reference to Exhibit 10.2 to the Issuers Current Report on
Form 8-K filed on February 25, 2009 (SEC File No. 001-33818)). |
20
INTERWEST PARTNERS IX, LP | ||||||||||
By: | InterWest Management Partners IX, LLC | |||||||||
its General Partner | ||||||||||
By: | /s/ Harvey B. Cash | By: | /s/ W. Stephen Holmes | |||||||
Name: | Harvey B. Cash | Managing Director | ||||||||
By: | /s/ Bruce A. Cleveland | INTERWEST MANAGEMENT PARTNERS IX, LLC | ||||||||
Name: | Bruce A. Cleveland | |||||||||
By: | /s/ W. Stephen Holmes | |||||||||
By: | /s/ Christopher B. Ehrlich | Managing Director | ||||||||
Name: | Christopher B. Ehrlich | |||||||||
By: | /s/ Karen A. Wilson | |||||||||
Name: | Philip T. Gianos, by Karen A. Wilson, Power of Attorney | |||||||||
By: | /s/ Linda S. Grais | |||||||||
Name: | Linda S. Grais | |||||||||
By: | /s/ W. Stephen Holmes | |||||||||
Name: | W. Stephen Holmes | |||||||||
By: | /s/ Nina S. Kjellson | |||||||||
Name: | Nina S. Kjellson | |||||||||
By: | /s/ Gilbert H. Kliman | |||||||||
Name: | Gilbert H. Kliman | |||||||||
By: | /s/ Khaled A. Nasr | |||||||||
Name: | Khaled A. Nasr | |||||||||
By: | /s/ Karen A. Wilson | |||||||||
Name: | Arnold L. Oronsky, by Karen A. Wilson, Power of Attorney | |||||||||
By: | /s/ Douglas A. Pepper | |||||||||
Name: | Douglas A. Pepper | |||||||||
By: | /s/ Thomas L. Rosch | |||||||||
Name: | Thomas L. Rosch | |||||||||
By: | /s/ Michael B. Sweeney | |||||||||
Name: | Michael B. Sweeney |
21
Harvey B. Cash |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Bruce A. Cleveland |
(c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Christopher B. Ehrlich |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Philip T. Gianos |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Linda S. Grais |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
22
W. Stephen Holmes III |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Nina S. Kjellson |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Gilbert H. Kliman |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Khaled A. Nasr |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Arnold L. Oronsky |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Douglas A. Pepper |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Venture Member of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
23
Thomas L. Rosch |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
Michael B. Sweeney |
c/o InterWest Partners |
2710 Sand Hill Road, Second Floor |
Menlo Park, CA 94025 |
Principal Occupation: |
Managing Director of InterWest Management Partners IX, L.L.C., which serves as the general
partner of InterWest Partners IX, L.P. |
Citizenship: |
United States of America |
24
Exhibit | Description | |
A | Agreement regarding filing of joint Schedule 13D. |
|
B | Form of Securities Purchase Agreement by and among the Issuer and
certain purchasers, dated February 19, 2009 (incorporated by
reference to Exhibit 10.1 to the Issuers Current Report on Form
8-K filed on February 25, 2009 (SEC File No. 001-33818)). |
|
C | Amended and Restated Investors Rights Agreement by and among the
Issuer and certain investors, dated as of July 6, 2006
(incorporated by reference to Exhibit 4.2 to the Issuers
Registration Statement on Form S-1 filed on May 25, 2007 (File No.
333-143265)). |
|
D | Form of Warrant to purchase shares of common stock (incorporated
by reference to Exhibit 10.2 to the Issuers Current Report on
Form 8-K filed on February 25, 2009 (SEC File No. 001-33818)). |
25
INTERWEST PARTNERS IX, LP | ||||||||||
By: | InterWest Management Partners IX, LLC | |||||||||
its General Partner | ||||||||||
By: | /s/ Harvey B. Cash | By: | /s/ W. Stephen Holmes | |||||||
Name: | Harvey B. Cash | Managing Director | ||||||||
By: | /s/ Bruce A. Cleveland | INTERWEST MANAGEMENT PARTNERS IX, LLC | ||||||||
Name: | Bruce A. Cleveland | |||||||||
By: | /s/ W. Stephen Holmes | |||||||||
By: | /s/ Christopher B. Ehrlich | Managing Director | ||||||||
Name: | Christopher B. Ehrlich | |||||||||
By: | /s/ Karen A. Wilson | |||||||||
Name: | Philip T. Gianos, by Karen A. Wilson, Power of Attorney | |||||||||
By: | /s/ Linda S. Grais | |||||||||
Name: | Linda S. Grais | |||||||||
By: | /s/ W. Stephen Holmes | |||||||||
Name: | W. Stephen Holmes | |||||||||
By: | /s/ Nina S. Kjellson | |||||||||
Name: | Nina S. Kjellson | |||||||||
By: | /s/ Gilbert H. Kliman | |||||||||
Name: | Gilbert H. Kliman | |||||||||
By: | /s/ Khaled A. Nasr | |||||||||
Name: | Khaled A. Nasr | |||||||||
By: | /s/ Karen A. Wilson | |||||||||
Name: | Arnold L. Oronsky, by Karen A. Wilson, Power of Attorney | |||||||||
By: | /s/ Douglas A. Pepper | |||||||||
Name: | Douglas A. Pepper | |||||||||
By: | /s/ Thomas L. Rosch | |||||||||
Name: | Thomas L. Rosch | |||||||||
By: | /s/ Michael B. Sweeney | |||||||||
Name: | Michael B. Sweeney |